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<title>Center for Public Policy Administration Capstones</title>
<copyright>Copyright (c) 2013 University of Massachusetts - Amherst All rights reserved.</copyright>
<link>http://scholarworks.umass.edu/cppa_capstones</link>
<description>Recent documents in Center for Public Policy Administration Capstones</description>
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<title>Finding a Place to Call Home: An Analysis of Mortgage Lending In Springfield, MA</title>
<link>http://scholarworks.umass.edu/cppa_capstones/16</link>
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<pubDate>Wed, 29 Aug 2012 09:19:57 PDT</pubDate>
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	<p>This study proposes the research question: are banks lending in such a way that under serves the residents of Springfield, resulting in low rates of homeownership? The study finds that empirical differences in lending patterns exists between Springfield and the neighboring communities, between local and non-local banks, and between applicants of different racial and ethnic groups. Statistical analyses at the Census tract level suggest that factors like race and ethnicity do have a negative effect on rates of owner occupancy and loan originations, even when controlling for income. Models measuring the effect of the same variables on loan denials yield less convincing results. The study concludes with a discussion of the practical limitations of the methodology and proposes possible directions for future housing research and policy.</p>

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<author>Andrejczyk, Kyle</author>

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<title>Small Town Libraries and the Challenges of ADA Compliance: Can a small town create a better community through ADA compliance?</title>
<link>http://scholarworks.umass.edu/cppa_capstones/15</link>
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<pubDate>Wed, 29 Aug 2012 09:19:56 PDT</pubDate>
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	<p>The Americans with Disabilities Act (ADA) of 1990 was signed into legislation by President George Bush. This was in response to claims that earlier protections left a void for persons with disabilities. ADA is a federal law that mandates compliance and is administered through the U.S. Department of Justice. There are five Titles of the ADA: Title I, the focus is employment protections; Title II, the focus is public services and transportation; Title III, the focus is public accommodations, Title IV, the focus is telecommunications, and Title V, miscellaneous provisions. This paper addresses Title II, public services in reference to public libraries and will be addressing only basic access. ADA compliance is important to a small town as it promotes social equality. Many small communities struggle with budget constraints when addressing ADA compliance projects. Nevertheless, lack of funding is not a valid reason for failure to comply with ADA.</p>
<p>In this paper five alternatives are examined: (1) status quo, remain with the current library, (2) the current library with ADA compliance measures, (3) the current library with ADA compliance measures and an expansion, (4) build a new library, and (5) build a regional library. All five alternatives were evaluated and compared to the following criteria: compliance with ADA regulations, equitable distributions, efficiency, costs, and political feasibility. After reviewing the analysis, it is the recommendation to build a new library. A new facility would be fully ADA compliant and would have modern conveniences and safety features. The library would have the ability to broaden its services. ADA accommodations increase social inclusion, which allows the library to create a more diverse community.</p>
<p>Political feasibility is going to be difficult, as this recommendation is the most expensive alternative. A new library is estimated at a cost of four million dollars. In order to obtain funding, the library should participate in the MBLC construction 50/50 or 60/40 matching grant. Even with the steep price tag, this is a better option, as the facility would meet the needs of the community for the next twenty years. To bring this recommendation to fruition, the residents need to be actively involved and need to have ownership in the process.</p>

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<author>Coleman, Charlene M.</author>

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<title>Upgrading the American Labor Relations System: An Analysis of Several Alternatives</title>
<link>http://scholarworks.umass.edu/cppa_capstones/14</link>
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<pubDate>Wed, 29 Aug 2012 09:19:49 PDT</pubDate>
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	<p>The American labor relations system does not adequately provide employee representation to the degree demanded by employee preferences. Moving to a nonexclusive representation system would extend the right to organize and collectively bargain to many workers who cannot practically exercise their rights, but should be implemented incrementally by allowing minority unions where a majority representative is not already certified. This change to the interpretation of labor law would undoubtedly increase union membership and density, but may also reduce the conflictual nature of American labor relations and lead to labor force that is more productive for employers and more stable for employees.</p>
<p>The National Labor Relations Act of 1935 governs labor relations in the private, non-agricultural sector (excluding the railway and airline sectors covered under the Railway Labor Act of 1926). After the NLRAʼs passage, millions of workers joined unions to negotiate improved compensation and working conditions with their employers. In the years before and immediately after the NLRAʼs passage, workers commonly joined unions by signing up for membership and collectively bargaining a contract with their employer that was applicable to only the members of the union.</p>
<p>The NLRA established an election system under Section 9(a) for determining which union would exclusively represent the entire group of workers if there were a conflict between multiple groups. Under this system, at least thirty percent of workers within a bargaining unit (a group of workers with similar community of interest) express support to hold a representation election, several weeks or months later an election is held to determine if the bargaining unit is represented by a union and which union would be the exclusive representative. The “members only” unions that were commonplace during the early years of the modern American Labor movement faded away as unions turned toward an exclusive, election-based model for determining labor union representation and abandoned members only representation as a strategy. Though the NLRA still protected the rights of minority unions, their formation became less common in post-war industrial relations. With the emphasis on representation elections and majority unionism, employers gained an enormous advantage by campaigning against unions and defeating them in a certification election, effectively barring their employees from collective bargaining.</p>
<p>With the vast majority of Americans employed in the private sector, policymakers should care about the health of the labor relations system as a means to mitigate disputes and ensure the socially fair distribution of economic gains. Unions are the primary institutions that democratically represent workers in the workplace and the economy at-large. Their weakness in recent years has been a substantial contributing factor in widening income inequality, decreasing aggregate demand, and stagnating wages (Buchele and Christiansen 1993; Glyn 2007). Ensuring the civil right to collectively bargain is essential to reversing these negative labor market trends. An effective labor relations system is the keystone of an inclusive and productive economy and reforming our current system should be a top priority for policy makers.</p>

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<author>Farr, Zane</author>

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<title>Funding General Education Classes: Alternatives to Meet Current UMass Needs</title>
<link>http://scholarworks.umass.edu/cppa_capstones/13</link>
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<pubDate>Wed, 29 Aug 2012 09:19:48 PDT</pubDate>
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	<p>The University of Massachusetts has identified general education requirements as being an important component of undergraduate student education. These requirements prepare them for their undergraduate education experience but perhaps more importantly for their lives beyond their university experience. UMass currently provides additional funding for teaching assistants for certain schools and colleges to aid in delivery of general education classes. Unfortunately, the funding model has not been reexamined in light of changes to general education requirements that were implemented starting with the incoming freshman class in the fall of 2010. An organizational problem exists because of the failure to examine the funding model to determine if changes are needed to support the new requirements structure.</p>
<p>This analysis will look at factors that should be used to determine an appropriate funding model that UMass can adopt. Data was gathered via a survey sent to ten peer institutions and examination of the institution websites to gather additional information on general education requirements. UMass data was obtained and analyzed to determine who is taking general classes and also who is offering said classes. Additional analysis was done on the use of teaching assistants and their roles as it pertains to general education classes.</p>
<p>An analysis of four possible alternatives is presented for consideration. In addition criteria are identified for analyzing the alternatives. The four criteria include meeting the needs of undergraduate students, ease of administration, meeting the needs of graduate students for both teaching experience and financial assistance and the ability to support special projects and initiatives.</p>
<p>• Alternative 1: status quo, central funding of a fixed number of teaching assistants in designated schools and colleges, is easily administered but does not offer any meaningful support for the identified objectives.</p>
<p>• Alternative 2: funding per student goes to the school or college that sponsors a student’s major.</p>
<p>• Alternative 3: funding per seat provides that schools and colleges receive funding based on the number of students taught in classes offered through each academic organization.</p>
<p>• Alternative 4: distributed model where a percentage of funding, after certain administrative costs are covered, goes to schools and colleges based on the number of students in sponsored majors and the remaining funding goes to the academic organization offering classes.</p>
<p>After considering the alternatives in light of the four criteria, alternative four was chosen as most suitable to suit the evolving needs of UMass. This alternative provides funding to support the schools and colleges that sponsor majors as well as providing incentives to offer a sufficient quantity of classes to meet undergraduate student need for timely graduation. It is further expected that classes will meet student interests as departments will want to offer classes that attract students. The formulaic nature of the alternative, along with its ability to meet the unique needs of unaffiliated and honors students allows for ease of administration, reducing needed resources. While not guaranteed it is hoped that the funding for general education classes across all academic units will lead to increased opportunities for graduate students as well. Finally, by freeing up funding currently used for funding only select teaching assistant position, the central administration will have funds available for use in special projects and initiatives, specifically those being advocated by current best practices models.</p>

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<author>Fitzpatrick, Holly</author>

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<title>Cost-Benefit Analysis of the Biochar Application in the U.S. Cereal Crop Cultivation</title>
<link>http://scholarworks.umass.edu/cppa_capstones/12</link>
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<pubDate>Wed, 29 Aug 2012 09:19:47 PDT</pubDate>
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	<p>Increasing global warming and food insecurity give ample rationale for research on biochar in view of its properties: enhancement of soil fertility and crop productivity, soil water retention and carbon sequestration. As a new technology the introduction of biochar into farming faces challenges and uncertainties, which are highlighted in the report along with the policy implications. Biochar is a type of charcoal created through pyrolysis of biomass. It is a carbonaceous substance produced with the intent to apply to soil for agricultural and environmental management. Biochar use and production can be deemed a mere business activity that should be ruled out by the market; however, due to multi-functionality of biochar properties this technology has important policy implications. Biochar can exert positive externalities, i.e. provide social benefits in the form of carbon sequestration or reduced agricultural water runoff, etc. Biochar, however, has not yet been studied in its entirety, and as such its application in some cases faces risks and uncertainty.</p>
<p>Biochar advocates need to give a convincing argument to farmers about the benefits of biochar application in agronomy. Apart from the considerations of pure financial costs and benefits occurred to an individual farmer, it is necessary to be mindful of the social costs and/or benefits, risks and uncertainties that a new technology may impose on people and the environment.</p>
<p>The research aimed to review the available literature on biochar, conduct a cost-benefit analysis (CBA) of the biochar application in the US cereal crop cultivation and give a recommendation to farmers and policy-makers on biochar use. A mix of qualitative and quantitative research methods were sued to collect the data and carry out an analysis over the fall 2011 - spring 2012.</p>
<p>Specifically this research intended to answer the following questions: Do private and social benefits of biochar outweigh its private and social costs? Under what conditions? Is policy needed to promote biochar?</p>
<p>The study was informed by the interviews with farmers from the Amherst area; literature and document review, and personal communication with biochar researchers and stakeholders. A costbenefit analysis (CBA) of the biochar application in the US wheat crop cultivation was conducted to identify the biochar profitability. The CBA used the field data of the Washington State research and the data from biochar studies in the northerly and tropical climates, using the formula “Benefits - Costs > 0” as a criterion. Expert information and the existing literature were used to identify and fill in the gaps in the CBA. Based on the factual data and assumptions the private and social costs were compared to the total benefits ensuing from the biochar application.</p>
<p>Private costs are measured as total costs accrued to a farmer during the purchase and field application of one ton of biochar per ha. Private benefits are measured as financial revenues a farmer gains from the increased wheat yield as a result of biochar soil treatment. This analysis is based on the biochar crop yield effect during the 1st year. It does not consider the prolonged effect of biochar on the wheat yield in the following years. Hence, the private benefits include only the revenues gained in the 1st year with hypothetical revenues ensuing from the biochar yield effects over the following 10 years.</p>
<p>Social costs represent the risks and uncertainties of introducing biochar as a new agricultural technology. This research, though, does not include a specific value for social costs because of the difficulty in quantifying and monetizing the potential increase of soil temperature and loss of crops, biodiversity, and social tension the society may have to pay if biochar shows adverse effects. However, the considerations for social costs are included into the CBA analysis and conclusions. The blanks are identified and filled in with the appropriate use of bounds to manage uncertainty.</p>
<p>Social benefits are measured as benefits accruing from the CO2 sequestration. Benefits resulting from the higher nutritional value and better soil water retention, conservation of biodiversity and higher food security (better yield predictability in the face of weather change), benefits of waste management, and the reduction of methane emissions from landfills are not included in the analysis.</p>
<p>The CBA findings suggest that under the current costs the biochar application in the US cereal crop cultivation does not work privately in the first year because of the high costs of biochar. The 5 inclusion of a multi-year biochar effect on soil fertility and crop productivity, however, can add a significant value to biochar profitability, had the field research proved a positive yield effect.</p>
<p>The findings demonstrate that the CO2 sequestration payments can play a very important role in biochar profitability. The carbon markets are not set up yet, therefore one way to look at biochar promotion is to consider the feasibility of introducing a policy on carbon sequestration payments, or to think of ways of reducing the cost of biochar by increasing the production scale. Meanwhile, farmers may find it profitable to use biochar for cultivation of cash crops that give a high return on investment, or on a small-scale in specific settings (greenhouses, tree nurseries, florist shops, etc.)</p>
<p>Governmental investments in R&D and larger scale biochar applications are required to account for a vast heterogeneity of biochar systems. In the mean time the government should introduce an “incremental” biochar policy regulating current biochar application, while promoting the information exchange among the researchers, policy-makers and practitioners.</p>

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<author>Kulyk, Nataliya</author>

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<title>Policy Alternatives for Federal Agricultural Subsidies:Fertilization Protocols and Their Effects on Crop Yields,Sustainability, and Food Justice</title>
<link>http://scholarworks.umass.edu/cppa_capstones/11</link>
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<pubDate>Wed, 29 Aug 2012 09:19:46 PDT</pubDate>
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	<p>In the United States, the application of fertilizer in the agricultural industry too often leads to negative externalities, including the runoff of excess fertilizer into local waterways and the atmosphere, as well as the depletion of macro- and micronutrients from the soil over time. The consequences of these externalities can be costly, such as algal bloom in waterways, ozone depletion in the atmosphere, and perhaps most importantly a depletion of the nutrition value and hardiness of future crops. Given that these are broad-spanning problems that affect societal issues, including environmental sustainability and food justice, it is important for the federal government to ensure that the most efficient, effective, and equitable fertilization alternative is being put into practice. As the government’s most direct method of regulating behavior in the agricultural market is the utilization of subsidies, the alternatives laid out for this analysis include maintaining the status quo of compensating for conventional fertilizer shortfalls with pesticides and herbicides by maintaining the current subsidy program, limiting subsidy provision to USDA-approved organic farms utilizing organic fertilizer, or limiting subsidy provision to farms utilizing remineralization techniques through the application of rock dust. Through this analysis, it was revealed that the current status quo represents the profit maximization alternative by producing the greatest crop yield, though it is obtained at great cost via externalities. As such, the recommended alternative is to incentivize the utilization of both USDA-approved organic fertilizer and remineralization amendments, which combined together have the capacity to meet or exceed current crop yield figures while also providing for more sustainable agricultural practices.</p>

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<author>Mazzarino, Thomas</author>

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<title>Energy Concierge Services: Analysis of a Public-Private Partnership Model for Commercial Energy Efficiency</title>
<link>http://scholarworks.umass.edu/cppa_capstones/10</link>
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<pubDate>Wed, 29 Aug 2012 09:19:45 PDT</pubDate>
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	<p>Energy Concierge Services, a unique model to boost participation in energy efficiency programs, is being piloted in the commercial sector of the City of Northampton, Massachusetts. Energy Concierge Services seeks to overcome barriers to energy efficiency by concentrating benefits and increasing efficiencies for small- and mid-sized commercial property owners. Built on the energy providers’ Mass Save framework, part of the Massachusetts Clean Energy and Climate Plan for 2020, the Energy Concierge Services model is a public-private partnership to capture higher market penetration in the Mass Save program by generating an upsurge in interest, leveraging utility investment in small- to mid-sized conservation programs, and helping businesses engage in energy efficiency improvements. This report provides an analysis of the ability of the Energy Concierge Services model to overcome structural, behavioral, and availability barriers to energy efficiency. It also makes recommendations for modifications to the model to meet City and statewide energy efficiency goals as part of the larger clean energy revolution.</p>

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<author>Miller, Lucia N.</author>

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<title>PartnerSTAT? Performance Measurementand Management forInter-Municipal Partnerships</title>
<link>http://scholarworks.umass.edu/cppa_capstones/9</link>
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<pubDate>Wed, 29 Aug 2012 09:19:44 PDT</pubDate>
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	<p>In April of 2010, the Massachusetts Regionalization Advisory Commission issued its findings advocating for inter-local partnerships in eleven specific areas. The study found that “as the costs of government services rise faster than available revenues and cities and towns struggle to provide essential services, regionalization and collaboration become more palatable to municipalities wishing to deliver essential local services more economically and efficiently” (Massachusetts Regionalization Advisory Commission, 2010, p. 43).</p>
<p>This research seeks to assess in what ways, to what extent and for what reason could and should a municipal performance measurement and management model, like the ‘Stat’ model, be adopted and amended to measure and improve the performance of inter-municipal partnerships?</p>
<p>Adopted in Springfield, Lowell and Somerville Massachusetts, the ‘Stat’ model is the process of holding “an ongoing series of regular, frequent, periodic, integrated meetings during which the chief executive and/or the members of the chief executive’s leadership team plus the individual director (the top managers) of different sub-units, use data to analyze the unit’s past performance, to follow-up on previous decisions and commitments to improve performance objectives, and to examine the effectiveness of its overall performance strategies” (Behn, Robert. 2008, p. 2).</p>
<p>In order to assess if a PMM can and should play a role in inter-municipal partnerships, this research first focuses on the extent to which inter-municipal partnerships have successfully been established in the Commonwealth. Three categories of inter-municipal partnerships were identified: 1) those with thorough integration; 2) those with moderate integration; and 3) those with moderate to low integration. A total of 5 cases of inter-municipal partnerships in the Commonwealth are examined and assessed for their compatibility and aptitude for continued or greater success with a PMM. Finally, a critical analysis and discussion of the findings yields a final recommendation of one of the considered alternatives.</p>
<p>The results showed that it is not, in fact, possible in most cases to adopted a performance measurement and management model designed for a single municipality to meet the needs of an inter-municipal partnership. Their needs and capacity are simply too different. Only in the cases where an inter-municipal partnership is working on a large-scale, long-term project and is working as a united front with a shared vision of success, can a PMM like ‘Stat’ be effective in an inter-municipal environment because it is centralized enough.</p>
<p>That said, in the vast majority of inter-municipal partnership cases where ‘Stat’ doesn’t work, performance evaluation is still conspicuously and unnecessarily absent. Therefore a coordinated effort to establish inter-municipal partnerships with ad-hoc PMMs, that are customized to fit the varying needs of counties, regions and partnerships across the Commonwealth, should be considered.</p>

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<author>Mills, Christina</author>

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<title>How does a socially-driven for-profit balance mission and profit?: The Case of Joya Bride</title>
<link>http://scholarworks.umass.edu/cppa_capstones/8</link>
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<pubDate>Wed, 29 Aug 2012 09:19:43 PDT</pubDate>
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	<p>Socially-driven businesses straddle the line between non-profits and for-profits with their dual goals of mission and profit. These goals will sometimes come into conflict—therefore a social enterprise must have policies in place to ensure a balance between profit and mission. This paper explores this topic through the case of Joya Bride, a socially-driven for-profit wedding dress company. The paper begins with a description of Joya Bride and then introduces the key research question: How does a socially-driven for-profit balance mission and profit? Next is a literature review on social enterprise, problems in the clothing industry, and women and development. A description of research methods follows. Research methods employed are a literature review, interviews with industry experts, a review of existing social enterprises, and producer interviews/visits.</p>
<p>The analysis section of the paper presents the mission-driven documents and policies developed for Joya Bride as part of this capstone project. Each mission-driven aspect was researched through academic books and articles, expert interviews, and by examining existing examples from organizations similar to Joya Bride. With this research and these examples in mind, a version was created for Joya Bride. The first document created is mission and vision statements for the company. Joya Bride’s mission is to provide brides with a gorgeous wedding dress that matches their values of social justice, environmental sustainability, and empowering women. We accomplish our mission by partnering with women’s cooperatives and other ethical producers who offer safe, fair, and empowering work. By partnering with these groups we support women to help themselves, their families, and their communities.</p>
<p>The second document developed is a Code of Conduct for Joya Bride producer partners. The code of conduct is framed largely in the positive, stating what Joya Bride believes in and is working toward, rather than against. The third mission-driven aspect is internal governance structures including: (1) proposed membership for an advisory board including two seats reserved for mission-focused individuals, (2) a decision to give money to social and environmental causes, and (3) nine internal accountability principles taken from a fair trade governing body and applied to Joya Bride. The fourth mission-driven policy developed for Joya Bride is an evaluation proposal. Creating the evaluation proposal prompted many important questions and helped guide the creation of the mission. The evaluation can be used now and for many years in the future.</p>
<p>The paper concludes with broader a discussion of mission versus profit and the role the documents and policies described above will play in ensuring a balance between the two goals. Finally, the full text of the documents and policies described in the paper are included in the paper or the appendix for reference. This paper is intended not only as a Capstone project to conclude the master’s degree in public policy and administration, but also as a founding document for Joya Bride. Sections of this document could be presented to potential funders, employees, or other interested parties. Hopefully, this research and the documents created will also be useful to other socially-driven for profits as they consider how to balance mission and profit.</p>

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<author>Muehlke, Marcelia</author>

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<title>Chief Jolly Project: Creatingan Arts and Culture Nonprofit/Social Enterprise</title>
<link>http://scholarworks.umass.edu/cppa_capstones/7</link>
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<pubDate>Wed, 29 Aug 2012 09:19:42 PDT</pubDate>
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	<p>The Chief Jolly Project seeks to use music and cultural arts to improve the opportunities for youth growing up amidst poverty and violence in the city of New Orleans; supporting personal expression and empowerment, skill development, intergenerational connection, and community building and transformation. The Project will also share the living history of this musical culture in order to preserve this heritage and promote it to broader audiences. This study explores the significance of culture in the life and economy of New Orleans, social needs that especially pertain to youth, examples and insights from other organizations and community members, and the potential for working with and among existing cultural nonprofits and enterprises. From this, a vision for the Chief Jolly Project is created. The richness of cultural expression exists alongside the economic poverty in New Orleans’ neighborhoods; it has always been the music, a sense of community identity and the creative spirit that has lifted people up. It is through the arts as an entry point for personal discovery and empowerment, as well as knowledge of and experience in the business of the arts that the Chief Jolly Project will foster hope and opportunity.</p>

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<author>Neville, Kristin</author>

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