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<title>Linguistics Department Dissertations Collection</title>
<copyright>Copyright (c) 2013 University of Massachusetts - Amherst All rights reserved.</copyright>
<link>http://scholarworks.umass.edu/linguist_diss</link>
<description>Recent documents in Linguistics Department Dissertations Collection</description>
<language>en-us</language>
<lastBuildDate>Wed, 13 Mar 2013 06:45:12 PDT</lastBuildDate>
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<title>Stress in Harmonic Serialism</title>
<link>http://scholarworks.umass.edu/open_access_dissertations/657</link>
<guid isPermaLink="true">http://scholarworks.umass.edu/open_access_dissertations/657</guid>
<pubDate>Wed, 12 Dec 2012 08:06:58 PST</pubDate>
<description>
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	<p>This dissertation proposes a model of word stress in a derivational version of Optimality Theory (OT) called Harmonic Serialism (HS; Prince and Smolensky 1993/2004, McCarthy 2000, 2006, 2010a). In this model, the metrical structure of a word is derived through a series of optimizations in which the 'best' metrical foot is chosen according to a ranking of violable constraints. Like OT, HS models cross-linguistic typology under the assumption that every constraint ranking should correspond to an attested language.</p>
<p>Chapter 2 provides an argument for modeling stress typology in HS by showing that the serial model correctly rules out stress patterns that display non-local interactions, while a parallel OT model with the same constraints and representations fails to make such a distinction.</p>
<p>Chapter 3 discusses two types of primary stress---autonomous and parasitic---and argues that limited parallelism in the assignment of primary stress is warranted by a consideration of attested typology. Stress systems in which the primary stress appears to behave autonomously from secondary stresses require that primary stress assignment be simultaneous with a foot's construction. As a result, a provision to allow primary stress to be reassigned during a derivation is necessary to account for a class of stress systems in which primary stress is parasitic on secondary stresses.</p>
<p>Chapter 4 takes up two issues in the definition of constraints on primary stress, including a discussion of how primary stress alignment should be formulated and the identification of vacuous satisfaction as a cause of problematic typological predictions. It is proposed that all primary stress constraints be redefined according to non-vacuous schemata, which eliminate the problematic predictions when implemented within HS.</p>
<p>Finally, chapter 5 considers the role of representational assumptions in typological predictions with comparisons between HS and parallel OT. The primary conclusion of this chapter is that constituent representations (i.e., feet) are necessary in HS to account for rhythmic stress patterns in a typologically restrictive way.</p>

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<author>Pruitt, Kathryn Ringler</author>

<source></source>

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<title>Roots of Modality</title>
<link>http://scholarworks.umass.edu/open_access_dissertations/623</link>
<guid isPermaLink="true">http://scholarworks.umass.edu/open_access_dissertations/623</guid>
<pubDate>Tue, 11 Dec 2012 08:17:03 PST</pubDate>
<description>
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	<p>This dissertation explores the interplay of grammar and context in the interpretation of modal words like <em>ought</em>, <em>necessary</em>, and <em>need</em>. The empirical foci of the discussion are patterns in the use of strong and weak necessity modals in conversation, and the interpretation of syntactically and semantically versatile modals like <em>need</em> in the various grammatical configurations they appear in across languages.</p>
<p>It is argued that a sensitivity to collective commitments in a conversation is necessary for understanding certain aspects of modal strength, in particular the traditional distinction between strong and weak necessity modals (exhibited by <em>must</em> and <em>ought to</em> in English). It is proposed that strong necessity modals can only reference priorities that are presupposed to be collectively committed to, whereas weak necessity modals are evaluated with respect to a mixed bag of priorities, crucially including ones that are presupposed not to be collectively committed to. A domain restriction approach to weak necessity is adopted, following a demonstration that it is superior to a number of probabilistic alternatives.</p>
<p>Modal verbs and adjectives that take both infinitival and nominal complements are shown to pattern alike across languages in requiring a teleological, or goal-oriented interpretation when their complements are not infinitives (but rather noun phrases or certain Complementizer Phrases). This limitation is lifted with infinitival complements, showing that transitive configurations of certain intensional verbs are not semantically equivalent to the infinitival configurations of the same verbs.</p>
<p>A result of this research is a fine grained analysis of the differences between closely related necessity modals and attitude verbs.</p>

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<author>Rubinstein, Aynat</author>

<source></source>

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<title>Phonological and phonetic biases in speech perception</title>
<link>http://scholarworks.umass.edu/dissertations/AAI3518378</link>
<guid isPermaLink="true">http://scholarworks.umass.edu/dissertations/AAI3518378</guid>
<pubDate>Mon, 24 Sep 2012 11:00:53 PDT</pubDate>
<description>
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	<p> This dissertation investigates how knowledge of phonological generalizations influences speech perception, with a particular focus on evidence that phonological processing is autonomous from (rather than interactive with) auditory processing. A model is proposed in which auditory cue constraints and markedness constraints interact to determine a surface representation, which is taken to be isomorphic to the listener's perceptual response under some psychophysical conditions. Constraint ranking is argued to be stochastic in this model on the basis that the probability of computing the least marked surface representation (and perceptual response) is greater when the input auditory representation is ambiguous between two alternative categories than when it strongly favors a category that completes a more marked surface representation (and perceptual response). Experimental evidence is presented to demonstrate that (1) native listeners of languages with assimilation processes confuse unassimilated and assimilated sequences when discrimination is category-based (but not when discrimination is based on auditory representations), (2) German listeners use phonological context to anticipate the presence of a following allophone iff it is the allophone with broader distribution, and (3) that non-rhotic English listeners perceptually epenthesize and delete /r/ and they also may perceptually undo /r/ deletion. (1) suggests that knowledge of a phonological generalization may be applied only after auditory processing, which is a result consistent with the predictions of 'autonomous theory' and inconsistent with the predictions of 'interactive theory'. (2) and (3) show that phonological effects in speech perception go beyond biases against illicit sequences and lead to the novel proposals that positive constraints (2) and opposite faithfulness constraints (3) exist in the perceptual grammar.^</p>

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<author>Key, Michael Parrish</author>

<source></source>

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<title>Exhaustivity in questions &amp; clefts; and the quantifier connection A study in German and English</title>
<link>http://scholarworks.umass.edu/dissertations/AAI3518238</link>
<guid isPermaLink="true">http://scholarworks.umass.edu/dissertations/AAI3518238</guid>
<pubDate>Mon, 24 Sep 2012 11:00:29 PDT</pubDate>
<description>
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	<p> This thesis investigates children's acquisition of exhaustivity across four structures: quantifiers, single questions, multiple questions and clefts. Two languages, English and German, are probed. ^   Exhaustivity needs some sort of plural set to be mentioned without leaving out a member of that set. This dissertation provides experimental data that children start out non-exhaustively in all four structures, i.e. they start out in a singleton stage. Moreover, I show when children's transition from a singleton stage to a first exhaustivity stage occurs. I argue that the acquisition of quantification is at the heart of all of these structures. Children start showing signs of exhaustivity once they start realizing that quantification is required by these four structures. ^   Chapter 1 contains the introduction to the theoretical background underlying the assumptions and guiding the interpretation of the data obtained in the acquisition experiment. Chapter 2 gives an overview of previous acquisition literature on exhaustivity. ^   The results from an experimental task in chapter 3 show that exhaustivity in quantifiers and single questions is acquired significantly earlier than the exhaustivity in multiple questions and clefts in English as well as in German. It is also shown that although exhaustivity is acquired earlier in some of the structures their acquisition process is still connected through a shared feature, quantification. I argue that the delayed acquisition of exhaustivity in multiple questions is due to a difference in semantic calculation. Whereas subset relations need to be calculated for quantifiers and questions, two sets, which are not in a subset relation to each other, need to be calculated and related for multiple questions and possibly also in clefts. This two set relation is what makes exhaustivity in multiple questions harder for English and German children. The delayed acquisition of exhaustivity in clefts is attributed to an array of facts which includes a possible difficulty of a two set calculation and a possible confusion with <i>there</i> constructions which do not have an exhaustivity requirement amongst other potential interfering factors. ^   Chapter 4 contains the cross-linguistic comparison of the acquisition study in chapter 3 as well as a discussion of general implications for the field of language acquisition, speech pathology and linguistic theory. Furthermore possibilities of various acquisition paths and potential trigger relations between developmental stages are discussed. ^   Chapter 5 contains some topics that are connected to the acquisition of exhaustivity but in the interest of keeping earlier chapters clear cut and streamlined their discussion is postponed until the last chapter. One such topic is how children's mastery of focus factors into their acquiring exhaustivity since questions and clefts contain focus. Another topic which developed during the research for this thesis is whether maximality and exhaustivity differ in acquisition or not. The major thrust of the argument in chapter 5 is that maximality is different from exhaustivity and that their acquisition path differs. However, since this is not the main topic of this thesis only preliminary experimental data can be provided to support this claim. From this preliminary data we can predict that the path of acquisition of maximality may differ greatly from the path of exhaustivity.^</p>

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<author>Heizmann, Tanja</author>

<source></source>

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<title>Goals, Big and Small</title>
<link>http://scholarworks.umass.edu/open_access_dissertations/601</link>
<guid isPermaLink="true">http://scholarworks.umass.edu/open_access_dissertations/601</guid>
<pubDate>Thu, 06 Sep 2012 06:54:08 PDT</pubDate>
<description>
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	<p>This dissertation explores the interaction of syntax and morphology in the morpholog- ical realization of AGREE-relations. I present two case studies of derivational interactions of AGREE-processes where the morphological realization of the later processes are affected by the earlier ones. The two cases studied differ in the way probes and goals interact. The first part of the dissertation explores restrictions on clitic combinations where two goals vie for the features of one probe. The second part discusses the reverse situation, where two probes are agreeing with the same goal.</p>
<p>The first configuration arises in restrictions on clitic combinations where v can AGREE with an indirect object and a direct object one at a time (Anagnostopoulou 2003, 2005b, Béjar and Rezác 2003). These configurations give rise to a form of competition: the sec- ond argument will fail to AGREE in any features that it shares with the first. I show that this form of competition extends from restrictions involving local person arguments, where it has been used so far, to restrictions involving third person and plural, which have so far been treated as morphological. Whereas the restrictions on local person lead to ungrammaticality, those on third person and plural result in impoverished morphological realization. I argue that this difference indicates a different role of AGREE for local person vs. third person and plural. Recent work as shown that local person has special syntactic licensing needs (e.g. Béjar and Rezác 2003, Baker 2008, Preminger 2011b). Third person and plural on the other hand, I argue, are syntactically wellformed on their own, but require AGREE to be visible to lexical insertion at PF. Failure to AGREE will lead to absence of morphological realization or ungrammaticality as a function of the features involved. Once restrictions on third person arguments are treated as syntactic, much of the variation across languages in their morphological realization follows from differences in the PF-inventory.</p>
<p>The second situation, two probes AGREEING with the same goal, arises in agreement with objects in Hindi-Urdu. The second part of the dissertation discusses two asymmetries in agreement of T with subjects and objects in conjunction structures. While T-agreement with objects shows sensitivity to linear order (i.a. closest conjunct agreement), T-agreement with subjects does not. I argue that the differences follow from the activity of the goal at the time of agreement. While subjects are syntactically active at the time T probes them, objects are not, because they have already been assigned case by v. As a consequence, the syntactic relation between T and an object cannot value the T's probe in the syntax. Non- syntactic effects like the relevance of linear order affect agreement exactly when valuation cannot be achieved in the syntax.</p>
<p>Both case studies lead to the proposal that syntactically wellformed derivations can be ruled out at PF by failure of lexical insertion. This can happen in two ways. The discus- sion of restrictions on clitic combinations will lead to the conclusion that some languages allow the syntax to generate wellformed structures that contain nodes with so few features that PF cannot insert an exponent for them. The discussion of agreement in Hindi-Urdu will lead to the proposal that the grammar can generate feature bundles with inconsistent features that cannot be spelled out in one form. Overall, PF does both less and more than is often assumed. The restrictions on third person and plural discussed in the first part are traditionally considered to be the result of morphological operations that change the feature content of clitics (Bonet 1991, 1993, 1995, Grimshaw 1997, Noyer 1997). The proposal here reduces the role of PF in these restrictions to spelling out syntactic structures that have reduced feature content as the result of syntactic interactions. Similarly, the proposal about Hindi-Urdu tightly delimits the space where non-syntactic effects on agreement arise. At the same time, PF can rule out syntactically wellformed structures, which is not typically assumed to be possible.</p>

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<author>Walkow, Martin</author>

<source></source>

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<title>The Role of Contextual Restriction in Reference-Tracking</title>
<link>http://scholarworks.umass.edu/open_access_dissertations/585</link>
<guid isPermaLink="true">http://scholarworks.umass.edu/open_access_dissertations/585</guid>
<pubDate>Tue, 04 Sep 2012 11:56:53 PDT</pubDate>
<description>
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	<p>This dissertation explores the semantics and syntax of switch-reference (SR). It makes novel generalizations about the phenomenon based on two empirical sources: A broad, cross-linguistic survey of descriptive reports, and semantic fieldwork that narrowly targets the Kiowa language of Oklahoma. It shows that previous attempts at formalizing switch-reference cannot work, and offers a new theory of switch-reference that derives the facts through effects that emerge from the interaction between the syntax and the semantics.</p>
<p>The empirical investigation results in four major findings: First, SR is introduced by its own head, instead of being parasitic to T or C. Second, switch-reference can track Austinian topic situations. Third, it must track topic situations when it is found with coordination, and it cannot do so with intensional embedded clauses. Finally, generalizations or theories based solely on the syntax are not able to account for these facts.</p>
<p>These findings are explained by analyzing switch-reference as a pronominal head in the extended verbal projection of the embedded clause. This head introduces a relation of identity or non-identity between two arguments. One of these is in the dominant clause, the other is the highest indexed constituent in the sister of the SR head. The arguments are selected indirectly, through binding structures that are interpreted as lambda-abstraction. The clausemate argument is bound by the SR head; the properties of feature valuation derive the height constraint. The pronoun introduced by the SR head is bound by the connective. Binding by the connective results in the interpretation of the SR-marked clause as a property. This property is then ascribed to an argument in the dominant clause. This theory accounts for the generalizations, and makes fruitful predictions about other aspects of switch-reference, notably when it tracks non-referential subjects.</p>
<p>This dissertation improves our understanding of switch-reference, of situation semantics, and of reference-tracking in general. It ties reference-tracking to contextual restriction by use of topic situations, which are anaphoric pronouns used to restrict sentential interpretation. It provides the first solid evidence of morphology sensitive to situations. In addition, the theory of switch-reference proposed here relies on independently-motivated mechanisms in the grammar. This reliance links switch-reference to other mechanisms of co-reference from inside an embedded clause, and finds a solid place for switch-reference in linguistic theory.</p>

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<author>McKenzie, Andrew Robert</author>

<source></source>

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<title>Processing perspectives</title>
<link>http://scholarworks.umass.edu/dissertations/AAI3498347</link>
<guid isPermaLink="true">http://scholarworks.umass.edu/dissertations/AAI3498347</guid>
<pubDate>Mon, 16 Apr 2012 14:14:59 PDT</pubDate>
<description>
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	<p> This dissertation investigates the mechanisms that determine perspective in human sentence processing. It is claimed that processing perspective involves three different kinds of mechanism: a pragmatic and processing default that presumptively attributes attitudes to the speaker of the utterance, a set of partially conventionalized surface cues that signal that the speaker intends to contravene this default, and a general abductive inferencing procedure that selects the best representation of the general context from what is known about the perspectives of individual agents in the discourse, in combination with what was asserted by the speaker. To this end, I develop the notion of an ‘agent profile’ which stores known and anticipated information about individuals in memory, one of which determines a perspectival parameter in a general, non-linguistic representation of context. I show that attributing perspective exclusively to a non-speaker agent may be difficult to achieve, but once achieved, is the most economical decision in certain environments. Experimental results from a wide range of expressions and constructions are presented, including epithets, appositives, and matrix reports which convey a non-speaker perspective, as in free indirect discourse.^</p>

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<author>Harris, Jesse Aron</author>

<source></source>

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<title>Competing triggers: Transparency and opacity in vowel harmony</title>
<link>http://scholarworks.umass.edu/dissertations/AAI3482711</link>
<guid isPermaLink="true">http://scholarworks.umass.edu/dissertations/AAI3482711</guid>
<pubDate>Mon, 16 Apr 2012 14:14:27 PDT</pubDate>
<description>
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	<p> This dissertation takes up the issue of transparency and opacity in vowel harmony—that is, when a segment is unable to undergo a harmony process, will it be skipped over by harmony (transparent) or will it prevent harmony from propagating further (opaque)?  I argue that the choice between transparency and opacity is best understood as a competition between potential harmony triggers—segments are opaque when they themselves trigger spreading of the opposing feature value, and transparent when they do not.  ^   The analysis pursued in this dissertation is situated in the framework of Serial Harmonic Grammar, a variant of Optimality Theory which combines the step-wise evaluation of Harmonic Serialism with the weighted constraints of Harmonic Grammar.  I argue that harmony is driven by a positively defined constraint, which assigns rewards rather than violations.  Preferences for locality and for particular segmental triggers are exerted via scaling factors on the harmony constraint—rewards are diminished for non-local spreading, and increased for spreading from a preferred trigger.  ^   Evidence for this proposal comes from a diverse range of vowel harmony languages, in particular those with multiple non-participating segments which display asymmetries in their amenability to transparency.  Segments more likely to be treated as opaque are also independently better triggers—they can be observed to be strong triggers in other contexts, and they are perceptually impoverished along the spreading feature dimension, which means they stand to benefit more from the perceptual advantages conferred by harmony.  ^   This proposal is also supported by experimental evidence.  Results of a nonce-word discrimination task and a phoneme recall task both support the claim that harmony is perceptually advantageous; the latter suggests that this advantage obtains even among non-adjacent segments, and I argue that permitting explicitly non-local representations in harmony does not require abandoning phonetic grounding.  Evidence for a trigger competition approach comes from a nonce-word study on Finnish disharmonic loanwords, which showed that vowels which are better triggers are more likely to induce transparent harmony, and less likely to be treated as transparent themselves.^</p>

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<author>Kimper, Wendell A</author>

<source></source>

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<title>Syntax-Prosody Interactions in Irish</title>
<link>http://scholarworks.umass.edu/open_access_dissertations/505</link>
<guid isPermaLink="true">http://scholarworks.umass.edu/open_access_dissertations/505</guid>
<pubDate>Tue, 06 Mar 2012 10:02:38 PST</pubDate>
<description>
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	<p>This dissertation is an empirical and theoretical study of sentence-level prosody in Conamara (Connemara) Irish. It addresses the architecture of the syntax-phonology interface and the relation between syntactic constituent structure and prosodic structure formation. It argues for a fully interactional view of the interface, in which the phonological form may be influenced by a number of competing factors, including constraints governing syntax-prosody correspondence, linearization, and prosodic well-formedness. The specific proposal is set within the framework of Match Theory (Selkirk 2009, 2011), an indirect-reference theory of the syntax-prosody interface in which correspondence between syntactic and prosodic constituents is governed by a family of violable Match constraints. These constraints call for a one-to-one correspondence between syntactic and prosodic structure, to the extent that prosodic structure may be recursive under pressure from the recursive nature of syntactic phrases. However, this direct correspondence can be overruled by other interacting constraints, including prosodic markedness constraints and, as proposed here, other correspondence relations, as on the linearization of hierarchical syntactic structures. This dissertation argues that the distribution of pitch accents in Conamara Irish provides direct evidence for Match Theory. It is proposed that two phrasal pitch accents, L-H and H-L, demarcate the edges of phonological phrases, where L-H accents specifically target only those phrases which are recursive. Using the distribution of these pitch accents as indicators for the presence of prosodic boundaries, the dissertation investigates a variety of syntactic structures in both the clausal and nominal domain. It is argued that there is a close correspondence between syntactic and prosodic structure in default cases, but that this direct correspondence may be subverted in favour of a structure which better satisfies higher-ranked prosodic markedness constraints. Finally, this dissertation addresses pronoun postposing, a process pervasive in Irish dialects in word order appears to be sensitive to prosodic structure. This dissertation proposes to account for this phenomenon using the theoretical framework developed in the dissertation, in which the main patterns are accounted for through the interaction of Match constraints, prosodic markedness constraints, and a proposed violable constraint on the linearization of syntactic structure.</p>

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<author>Elfner, Emily</author>

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<title>Cumulative constraint interaction in phonological acquisition and typology</title>
<link>http://scholarworks.umass.edu/dissertations/AAI3482633</link>
<guid isPermaLink="true">http://scholarworks.umass.edu/dissertations/AAI3482633</guid>
<pubDate>Wed, 18 Jan 2012 12:11:38 PST</pubDate>
<description>
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	<p> This dissertation explores the consequences of cumulative interaction among markedness constraints in Harmonic Grammar (HG; Legendre, Miyata & Smolensky 1990, Smolensky & Legendre 2006), showing how HG inherently restricts cumulativity, allowing clear predictions about possible and impossible interactions to be made.^   Chapter 2 addresses the ability of HG to model certain patterns with a more limited constraint set than is feasible in Optimality Theory (OT; Prince & Smolensky 1993/2004). The particular focus here is on positional licensing constraints. The partially-overlapping contexts of these constraints lead to typologically-meaningful gang effects, allowing HG to capture patterns of disjunctive licensing that require the addition of positional faithfulness constraints in OT. With a smaller constraint set, the HG typology is restricted beyond what is possible in OT where more constraints are necessary. ^</p>

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<author>Jesney, Karen Christine</author>

<source></source>

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