Economics Department Dissertations Collection

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  • Publication
    A Knife Hidden in Roses: Development and Gender Violence in the Dominican Republic
    (2013-09) Bueno, Cruz Caridad
    On September 30, 2012, Jonathan Torres stabbed his wife, Miguelina Martinez, fifty-two times in a beauty salon in Santiago, Dominican Republic. Ms. Martinez, 33 years-old, went to the district attorney's office eighteen times in the two weeks prior to her murder to report that because of her husband's violent threats she left her home. He killed her because she no longer wanted to be with him; the knife he used was hidden in a bouquet of roses. This three-essay style dissertation interrogates the state of development and gender violence in the Dominican Republic. The first chapter examines the implications of racial, gender, and class stratification on the economic and social opportunities of low-income women, predominantly of African descent, working in the export processing zones and as domestic workers. The second chapter explores the correlation between women's economic, political, and social characteristics and the incidence domestic violence using data from the Demographic and Health Survey. Further, I test which model--the household bargaining model (HBM) or the male backlash model (MBM)--best explains gender violence. I find that the HBM better predicts physical violence, while the MBM better predicts sexual violence. However, when I disaggregate asset-poor women and asset-rich women, I find that the HBM is more adept at explaining gender violence for asset-rich women and the MBM for asset-poor women. The third chapter explores the role of women's and men's endogenous preferences on the justifications of gender violence. In both the female and male specifications, there is a positive correlation between men making more decisions and the justification of gender violence. Women that support gender equity are less likely to justify gender violence; while husbands that are less gender progressive are more likely to justify gender violence. Based on my findings, I conclude that the Dominican government's economic policies of the last thirty years are the knife hidden in the government's roses or rhetoric of human development and women's rights. To promote human development and foster women's rights, the Dominican government must embark on a new trajectory focused on human capital formation and a more equitable distribution of income, wealth, and power.
  • Publication
    The Political Economy of Cultural Production: Essays on Music and Class
    (2013-09) Seda Irizarry, Ian J.
    Overview As an activity that produces wealth, musical production and its effects have largely been neglected by the economics profession. This dissertation seeks contribute to a small but growing literature on the subject by analyzing musical production through a particular class analytical lens of political economy. A first problem that has encountered many within political economy, specifically within its radical variant of Marxism, is how to understand music in relation to the social totality. In the first essay of this work I provide a critical review of the literature that approaches music through the "base-superstructure metaphor", a tool of analysis well known within the Marxian theoretical tradition. In it I show how assigning elements to either one or the other of these spheres and understanding the forces of production in terms of its technical dimension (i.e. technology) limits the analytical possibilities provided by Marx's original insights. In the second part of this essay I review the ways the concept of class has been ued to analyze topics related to music within the Marxian tradition. I highlight how the essentialist moments of those particular class concepts lead to analyzes that obscure and sometimes contradict one of the main purposes Marx's original intent: to show the various guises that exploitation might take in a capitalist society. In the second essay of the dissertation I theorize musical production with the aid of a class qua surplus analysis that highlights the process of the production, appropriation, and distribution of surplus labor in relation to the production and dissemination of meaning associated with music as a cultural process. I identify various musical scenes and show the dialectic of aesthetics and musical labor. In the third and final essay, I compare and contrast two discourses of theft: those of exploitation and of piracy. I focus my attention on the music recording industry and show how the adoption of a discourse of exploitation by musicians that are not exploited and their support in anti-piracy campaigns hamper, marginalize, and contribute to eliminating none-exploitative class structures. This result is important to the literature that explores how intellectual property poses constraints to economic growth and development in the so-called Third world where most of the pirate production takes place.
  • Publication
    The Economics of Same-Sex Couple Households: Essays on Work, Wages, and Poverty
    (2013-09) Schneebaum, Alyssa
    Since Badgett's (1995a) landmark study on the wage effects of sexual orientation, interest in and production of scholarly work addressing the economics of sexual orientation has grown tremendously. Curious puzzles have emerged in the literature on the economics of same-sex couple households, three of which are addressed in detail in this dissertation. Most studies of the wages of women in same-sex couples versus different-sex couples find that the former earn more, even controlling for differences in present labor market supply, education, experience, area of residence, and occupation. However, most previous studies of the sexual orientation wage gap omit the role of motherhood in the lesbian-straight women wage gap, and most take the sample of lesbians to be a homogenous group compared to straight women. Chapter 1 uses American Community Survey data from 2010 to study the wage gap between lesbians and straight women, putting motherhood in intra-household differences at the center of the analysis. The analysis shows that in terms of earnings, lesbian couples are quite heterogeneous; one partner has a large wage premium over straight women, and the other faces a large wage penalty. These findings are enhanced when a child is present in the lesbians' home, possibly suggesting a household division of labor in lesbian homes. Chapter 2 considers the possibility that same-sex couples, like many different-sex couples, have one person who specializes in paid work while the other specializes in unpaid work for the household, such as housework and childcare. Chapter 2 presents a study which uses American Time Use Survey Data pooled from 2003-2011 to analyze the time spent in household, care, and paid work for members of different couple types and finds that in same-sex as well as different-sex couple households, some personal characteristics, such as being the lower earner in the household, are correlated with spending more time in household and care work. Chapter 3 offers a study of poverty in same-sex versus different-sex couple households, exploring which characteristics are correlated with poverty for same-sex and different-sex couple households. When controlling for a couple's education level, area of residence, race and ethnicity, age, and household composition, same-sex couples are more likely to be in poverty than their different-sex counterparts.
  • Publication
    Essays on the Rising Demand for Convenience in Meal Provisioning in the United States
    (2013-05) Ohler, Tamara
    Household food budgets offer a window on consumers' demand for convenience. During the 1980s and 1990s, three shifts likely promoted an increase in the share of the food budget devoted to convenient meal options, namely meals out and prepared foods: the growing number of hours that women spent in paid work, the growing opportunity cost of women's time spent doing housework, and the drop in the price of food relative to all other goods. I test whether the impact of these economic trends (on food budget allocation) was mediated by a change in the impact of children on household meal allocation. I find support for this hypothesis in a model of food away expenditures, which likely reflects two unmeasured shifts. First, (own) child care and household production of meals apparently became substitutes rather than complements. Second, a range of both prepared foods and family-friendly restaurants became available. The growing demand for time-saving meal options, including frozen food and meals out, has important implications for a core determinant of living standards: the ability to harness scale economies from home production of meals. I test whether greater reliance on convenient meals reduced household-level economies of scale. Other factors could mediate against, or even offset such a loss, including technological advances in the production and distribution of food. Using Engel curve analyses, I find that scale economies fell from 1980 to 2000, thereby reducing living standards; my lower- and upper-bound estimates of the drop are 44 percent and 110 percent respectively. Economies of scale are not simply a function of household size and composition, as standard equivalence scaling techniques suggest; they are affected by the ways that households trade non-market work and market substitutes. This dissertation contributes to the small literature that challenges the validity of fixed-parameter equivalence scales, such as the per capita scale, which ignore household production. I first attach plausible values to scale parameters and then compare equivalent-income trajectories of parents and non-parents across (standard) fixed parameter and (non-standard) time-varying equivalence scales. I present plausible lower- and upper-bound estimates of the rise in income inequality between parents and non-parents.
  • Publication
    Social Emulation, the Evolution of Gender Norms, and Intergenerational Transfers: Three Essays on the Economics of Social Interactions
    (2013-05) Oh, Seung-Yun
    In this dissertation, I develop theoretical models and an empirical study of the role of social interactions, the evolution of social norms, and their impact on individual behavior. Although my models are consistent with individual utility maximization, they generally emphasize social factors that channel individual decisions and/or shape individuals' preferences. I apply this approach to three different issues: labor supply, fertility decisions, and intergenerational transfers, generating predictions that are more consistent with observed empirical patterns of behavior than standard neoclassical approaches that assume independent preferences, perfect information, and efficient markets. In the first essay, I explain the long-run evolution of working hours during the 20th century in developed countries: the substantial decline for the first three quarters of the 20th century and the deceleration or even reversal of the fall in working hours in the last quarter. I develop a model of the determination of working hours and how this process is affected by both the conflict between employers and employees and the employees' desire to emulate the consumption standards of the rich reference group. The model also explores the effects of direct and indirect policies to limit hours advocated by political representations of workers such as trade unions or leftist parties. In the second essay, I study the coevolution of gender norms and fertility regimes. Since the 1990s, a new pattern of positive correlation between fertility rates and female labor force participation emerged in developed countries. This recent trend seems inconsistent with conventional economic approaches that explain fertility decline as a result of the increasing opportunity costs of childrearing, predicting a negative correlation between fertility and women's labor force participation. To address this puzzle, I develop a model of the evolution of gender norms and fertility in various economic environments influenced by the level of women's wages. Randomly matched spouses make choices related to fertility - labor supply and the division of household labor - based on their preferences shaped by gender norms. In the model, norm updating is influenced by both within-family payoffs and conformism payoffs from social interactions among the same sex. The model shows how changes in economic environments and the degree of conformism toward norms can alter fertility outcomes. The results suggest that the asymmetric evolution of gender norms between men and women could contribute to very low fertility, explaining the positive correlation between fertility and women's labor force participation. Finally, I estimate the effect of exogenously introduced public pensions for the elderly on the amount of private transfers they receive. There has been a long debate whether public transfers crowd out private transfers. Previous empirical studies on this issue suffer from the endogeneity of income that contaminates estimates. I use an exogenously introduced public transfer, the Basic Old Age Pension in Korea, to test the crowding out hypothesis. A considerable proportion of the elderly population, especially women living without a spouse, do not experience the crowding out effect and moreover, among those who do, the size of the effect is relatively small. The results support the redistribution effect of the Basic Old Age Pension targeting the poor elderly in Korea.
  • Publication
    Money, Reality, and Value: Non-Commodity Money in Marxian Political Economy
    (2012-09) Rebello, Joseph Thomas
    My dissertation offers an advancement of the Marxian theory of money, motivated by a methodological critique of monetary theory in general. As such, my dissertation is located within the philosophy and methodology of economics and the history of monetary thought, in addition to Marxian political economy. This intermingling of fields reflects both my research interests and my argument with respect to the current state of scholarship on Marx and money. Despite increasing acceptance of the compatibility of non-commodity money and Marxian political economy, a dualist social ontology has stunted attempts to theorize the relationship between money, value, and class. I base my development of a Marxian theory of money in a rejection of this dualism. In other words, I contribute a theoretical analysis of the relationship between money, value, and class informed by a critique of these dualist notions of economic reality. Accepting criticism, leveled by Keynesians among others, of the tendency to reduce money to the status of a mere veil, I further argue that the ontological privileging of a real economy over its monetary moments is prevalent across time and paradigms. This dichotomy between real economy and less-real money, which I call the \emph{realist dualism}, is thus more general than the classical dichotomy. As such, even fervent opponents of the classical dichotomy may reproduce their own ontological dualism between the real and merely monetary. After outlining the basic features and theoretical consequences of the realist dualism, I present examples of how this philosophical tendency shapes monetary theory and debate, both ancient and modern. Within the Marxian tradition, dependence on such a dualism has impeded attempts to theorize money in its relation to both (1) the economy in general and (2) its own manifold forms and functions. The distinction between real and less-real on a macroeconomic scale is repeated within the conceptualization of money itself, privileging real commodity money over symbolic and imaginary forms. I provide an alternative to this tendency, based on an overdeterminist understanding of the relationships between so-called imaginary, symbolic, and real/material aspects of money. This alternative ontology informs a critical and deconstructive reading of money within the Marxian tradition and a reframing of the problem of non-commodity money. In lieu of deriving a theory of non-commodity money from a logically and historically privileged notion of real commodity money, my general Marxian theory of money takes as its object the interaction between (1) the imaginary, symbolic, and real/material dimensions inherent to money in general and (2) class processes of value production, appropriation, and distribution. This project accepts that a specifically Marxian theory of money is not produced from the logic of supposedly real commodity money, but through the entry point of class.
  • Publication
    Economic Reforms in East African Countries: The Impact on Government Revenue and Public Investment
    (2009-05) Mwakalobo, Adam Beni Swebe
    In the empirical literature on the revenue consequences of trade liberalization, most studies have focused on cross-country analysis. Because these studies are static in nature, they have not addressed the short-run and long-run dynamic public revenue and public investment consequences of economic reforms in developing countries. This dissertation contributes to the literature employing a dynamic time series analysis of the three East African countries-Tanzania, Kenya and Uganda. The dissertation uses a co-integration and error-correction framework to distinguish between short-run and long-run relationships. The results indicate that trade reforms in Tanzania, Kenya and Uganda had varying impacts on government revenue, tax performance and public investment spending in these three countries. It is demonstrated that trade reforms had adverse impact on government revenue in Uganda, but not in Tanzania and Kenya. The results also show that Tanzania has had the weakest overall tax revenue and public investment. Poor tax performance and erratic revenue generation have been problems in all three countries, contributing to adverse impacts on public investment spending.
  • Publication
    Essays on Urban Sprawl, Race, and Ethnicity
    (2012-09) Ragusett, Jared M.
    This dissertation investigates the economic consequences of urban sprawl for US minorities. Each essay focuses on a key empirical debate related to that relationship. The first essay establishes a set of attributes and empirical measures of sprawl based upon a comprehensive review of the literature. I define sprawl as a multi-faceted pattern of three land-use attributes: low density, deconcentration, and decentralization. I then resolve several methodological inconsistencies in the measurement of sprawl. Extensive analysis of spatial and economic data finds that metropolitan areas do not commonly exhibit high-sprawl (or low-sprawl) features across multiple measures. Instead, they often exhibit unique combinations of low-sprawl and high-sprawl attributes. The second essay examines the effect of sprawl on minority housing consumption gaps since the housing bust. I make two contributions to the literature. First, I reveal a facet of the relationship between sprawl and the Black-White housing gap not examined by previous econometric studies: Sprawl only contributes to reducing that gap once a metropolitan area reaches a critical threshold level of sprawl, typically at high levels of sprawl. Below a threshold, sprawl facilitates an expansion of the Black-White housing gap. Second, I compare results for Blacks, Asians, and Hispanics using recent data. For Blacks, the benefits from sprawl occur above an even higher threshold, as compared to preceding studies using 1990's data. For Asians, sprawl yields significant gains in housing consumption relative to Whites. As such, arguments that anti-sprawl policies reduce minority gains in housing should be treated with considerable skepticism in the post-Great Recession economy. The third essay explores the relationship between sprawl and racial and ethnic segregation. This econometric study advances the understanding of that relationship in two ways. First, I examine the effect of countervailing patterns of multiple land-use attributes, i.e. unique combinations of low-sprawl and high-sprawl attributes, on all five of the dimensions of segregation. Second, I compare outcomes for Blacks, Hispanics, and Asians. The study analyzes the contribution and transmission of countervailing spatial patterns of land use to increasing (or decreasing) segregation. These complex effects bring new precision and insights to the analysis of racial and ethnic inequality in an age of rapid demographic change.
  • Publication
    The Relationship Between Mass Incarceration and Crime in the Neoliberal Period in the United States
    (2012-09) Dhondt, Geert Leo
    The United States prison population has grown seven-fold over the past 35 years. This dissertation looks at the impact this growth in incarceration has on crime rates and seeks to understand why this drastic change in public policy happened. Simultaneity between prison populations and crime rates makes it difficult to isolate the causal effect of changes in prison populations on crime. This dissertation uses marijuana and cocaine mandatory minimum sentencing to break that simultaneity. Using panel data for 50 states over 40 years, this dissertation finds that the marginal addition of a prisoner results in a higher, not lower, crime rate. Specifically, a 1 percent increase in the prison population results in a 0.28 percent increase in the violent crime rate and a 0.17 percent increase in the property crime rate. This counterintuitive result suggests that incarceration, already high in the U.S., may have now begun to achieve negative returns in reducing crime. As such it supports the work of a number of scholars (Western 2006, Clear 2003) who have suggested that incarceration may have begun to have a positive effect on crime because of a host of factors. Most of the empirical work on the question is undertaken at an aggregate level (county, state, or national data). Yet, criminologists (Sampson et al. 2002, Spelman 2005 and Clear 1996, 2007) have long argued that the complex intertwining of crime and punishment is best understood at the neighborhood level, where the impacts of incarceration on social relationships are most closely felt. This dissertation examines the question using a panel of neighborhoods in Tallahassee, Florida for the period 1995 to 2002. I find evidence to support the contention that the high levels of prison admissions and prison cycling (admissions plus releases) is associated with increasing crime rates in disadvantaged neighborhoods. This effect is not found in other neighborhoods. Looking more closely at the issues of race and class, I find that while marginalized neighborhoods experience slightly higher crime rates, they are faced with much higher incarceration rates. In Black neighborhoods in particular, prison admissions are an order of magnitude higher in comparison with non-Black neighborhoods even though underlying crime rates are not very different. If incarceration does not lower crime, then why did prison populations multiply seven-fold? This dissertation argues that mass incarceration is a central institution in the neoliberal social structures of accumulation. Mass incarceration as an institution plays a critical but underappreciated role in channeling class conflict in the neoliberal social structures of accumulation (SSA). Neoliberalism has produced a significant section of the working class who are largely excluded from the formal labor market, for whom the threat of unemployment is not a sufficient disciplining mechanism. At the same time, it has undermined the welfare systems that had managed such populations in earlier periods. Finally, the racial hierarchy essential to capitalist hegemony in the United States was threatened with collapse with the end of Jim Crow laws. This dissertation argues that mass incarceration has played an essential role in overcoming these barriers to stable capitalist accumulation under neoliberalism.
  • Publication
    The Sources of Financial Profit: A Theoretical and Empirical Investigation of the Transformation of Banking in the US
    (2012-09) Levina, Iren G.
    The last thirty years in the US have been characterized by rising financial profits as a share of total profits and the growth of banking activities yielding non-interest income. These developments pose two questions. First, what are the social relations enabling and sustaining financial profits and what are their macroeconomic sources? Second, what do these trends imply for the nature of banking and what kind of theory of banking can capture them? This study addresses these questions and makes four contributions. First, a Marxist theory of banking is developed to capture the transformation of banking drawing on two characteristics: first, emphasis on liquidity provision through exchange of promises to pay among credit participants and, second, explicit connection between bank revenues and macroeconomic aggregates (wages, profits, assets). It is shown that a Marxist theory of banking can be a more general theory of banking retaining strengths of other approaches and overcoming their limitations. Second, it is shown that the corporate form of business organization and the attendant capital markets create opportunities to extract a range of profits with similar characteristics, i.e., capital gain-like revenues. The key features of their simplest form - founder's profit - are shown also to hold for securitization revenues and, partly, for profit from mergers and acquisitions. These revenues hinge on wealth transfers across the society and, therefore, differ from profits from production. Third, by bringing together the Marxist theory of banking and the analysis of capital gain-like revenues, liquidity provision is shown to form the basis for banks' sharing in capital gain-like income. The core functions of banking can, therefore, co-exist with, and even form the basis, for a significant transformation of bank revenues. Examination of the multiplicity of forms of capital gain-like revenues shows that their extraction is the common driving force behind the apparently heterogeneous activities associated with the transformation of banking. Fourth, empirical analysis of the US bank holding companies confirms that capital gain-like revenues were a significant part of bank revenues in 2001-2010. Given the rising household vulnerability toward wealth transfers, this trend suggests a reinstatement of predatory aspects of finance in contemporary capitalism.
  • Publication
    Organic Farming and Rural Transformations in the European Union: A Political Economy approach
    (2012-09) Konstantinidis, Charalampos
    This dissertation investigates the impact of organic farming for achieving the environmental and social objectives of sustainability in Europe over the past 20 years. Organic farming is considered the poster child of rural development in Europe, often seen as a model of the integration of small-scale production with environmental considerations. Since this model runs counter to the logic of developing capitalist structures in agriculture, I revisit the Marxian predictions regarding the "agrarian question". Furthermore, I trace the discursive changes in support of small-scale production in the EU's Common Agricultural Policy (CAP), and assess whether small farms have improved their situation under the revised CAP. Subsequently, I use statistical analysis in order to assess the socio-economic and the environmental consequences of the rise in organic farming. Contrary to what is often assumed, organic farms in Europe display larger average sizes and lower rates of labor intensity than their conventional counterparts, casting doubts on the efficacy of organic farms to allow family farmers to remain in the countryside as high-value producers. I argue that this this development should be viewed as further evidence of the "conventionalization" of organic farming. In order to explain the process which led to such an outcome, I proceed to explain the different ways through which organic farms could overcome traditional problems which impeded the capitalist development of agriculture. Regarding the environmental implications, I evaluate the rise of organic farming by assessing its impact for different countries' overall pesticide and fertilizer intensity. My results are mixed, with higher organic shares being correlated with decreased application of fertilizer, but less significant results for pesticide intensity.
  • Publication
    Three essays on oil scarcity, global warming and energy prices
    (2012-05) Riddle, Matthew
    This dissertation is composed of three essays. In the first essay, I construct a supply and demand model for crude oil markets. I then fit the model to historical price and quantity data to be able to project future oil prices. Ex-post forecasts using this model predict historical price trends more accurately than most oil forecasting models. The second essay incorporates the supply and demand model from the previous paper into a complex systems model that also includes oil futures markets. Adaptive-agent investors in futures markets choose from a set of rules for predicting future prices that includes the rational expectations equilibrium rule, as well as rules that rely on more short-term information. The set of available rules evolves following a genetic algorithm; agents choose which rules to follow based on their past performance. While outcomes vary depending on the specific assumptions made, under a plausible set of assumptions investors can fail to anticipate shortages properly, leading to significant price spikes that would not occur in the rational expectations equilibrium. The last essay addresses the impacts of carbon cap-and-trade policies on consumers. I calculate how higher carbon prices would affect the prices of different consumer goods, how consumers would respond to the price changes, and how the price changes, along with revenue recycling, would impact consumers of different income levels.
  • Publication
    Fair Trade, Agrarian Cooperatives, and Rural Livelihoods in Peru
    (2012-05) Enelow, Noah
    This dissertation analyzes the fair trade (FLO) certification system for agricultural commodities in the context of the global coffee crisis and its deleterious effects on rural livelihoods, focusing on the northern Peruvian Amazon. I begin the dissertation in my introduction by outlining my theoretical framework, which analyzes markets as bundles of institutions. The dissertation proceeds to analyze the key institutions of the fair trade coffee chain: certifications, commodity trade, cooperatives, and smallholder farming communities. In my second chapter, I explain the history of the FLO certification system, examine the dynamics of certifications in general, and point out the incentive problems therein. My third chapter provides a value chain analysis of the global coffee trade, outlining the key differences between conventional and fair trade value chain structures and identifying the key forces that have increased inequality in incomes along the coffee value chain. My fourth chapter examines existing theories and empirical evidence on the efficacy of cooperatives in improving the welfare of their members, and critically reviews the debate about the role of cooperatives in rural development. My fifth chapter examines empirically the relationship between cooperatives and their member farms, based on fieldwork I conducted in Peru in 2006-7. My empirical analysis discovers that farms are better able to access cooperative benefits when they engage in non-market labor exchanges between households. I conclude the dissertation by arguing that, despite the limitations inherent in the fair trade certification movement, it has successfully expanded economic opportunities for participating growers, and that cooperative relationships among the growers improve access to these benefits.
  • Publication
    Knowledge, Gender, and Production Relations in India's Informal Economy
    (2012-02) Basole, Amit
    In this study I explore two understudied aspects of India's informal economy, viz. the institutions that sustain informal knowledge, and gender disparities among self-employed workers using a combination of primary survey and interview methods as well as econometric estimation. The data used in the study come from the Indian National Sample Survey (NSS) as well as from fieldwork conducted in the city of Banaras (Varanasi) in North India. The vast majority of the Indian work-force is "uneducated" from a conventional point of view. Even when they have received some schooling, formal education rarely prepares individuals for employment. Rather, various forms of apprenticeships and on-the-job training are the dominant modes of knowledge acquisition. The institutions that enable creation and transfer of knowledge in the informal economy are poorly understood because informal knowledge itself is understudied. However, the rise of the so-called "Knowledge Society" has created a large literature on traditional and indigenous knowledge and has brought some visibility to the informal knowledge pos- sessed by peasants, artisans, and other workers in the informal economy. The present study extends this strand of research. In Chapter Two, taking the weaving indus- try as a case-study, work is introduced into the study of knowledge. Thus informal knowledge is studied in the context of the production relations that create and sustain it. Further, the family mode of production and apprenticeships are foregrounded as important institutions that achieve inter-generational transfer of knowledge at a low cost. Clustering of weaving firms ensures fast dissemination of new fabric designs and patterns which holds down monopoly rents. In Chapter Three taking advan- tage of a recently issued Geographical Indication (GI), an intellectual property right (IPR) that attempts to standardize the Banaras Sari to protect its niche in the face of powerloom-made imitation products, I investigate the likely effects of such an at- tempt to create craft authenticity. Through field observations and via interviews with weavers, merchants, State officials and NGO workers, I find that the criteria of authenticity have largely been developed without consulting artisans and as a result tend to be overly restrictive. In contrast, I find that weavers themselves have a more dynamic and fluid notion of authenticity. Homeworking women are widely perceived to be among the most vulnerable and exploited groups of workers. Piece-rates and undocumented hours of work hide ex- tremely low hourly wages and workers themselves are often invisible. Though women form a crucial part of the Banaras textile industry, to the outside observer they are invisible, both because they are in purdah and because women's work proceeds in the shadow of weaving itself, which is a male occupation. In Chapter Four, using field observations, interviews, and time-use analysis I show that women perform paid work for up to eight hours a day but are still seen as working in their spare time. Because the opportunity cost of spare time is zero, any wage above zero is deemed an improvement. Hourly wage rates in Banaras are found to be as low as eight to ten cents an hour, well below the legal minimum wage. In Chapter Five, I use Na- tional Sample Survey data on the informal textile industry to test the hypothesis that emerges from ethnographic work in Banaras. If women are indeed penalized for un- dertaking joint production of market and non-market goods, women working on their own without hired workers are expected to perform much worse than men working by themselves. I find that after accounting for differences in education, assets, working hours, occupation and other relevant variables, women working by themselves earn 52% less than their male counterparts. This gender penalty disappears in case of self- employed women who can afford to employ wage-workers. I also show that women in the informal economy are more likely to be engaged in putting-out or subcontracting arrangements and suffer a gender penalty as a result.
  • Publication
    A Minskian Approach to Financial Crises with a Behavioural Twist: A Reappraisal of the 2000-2001 Financial Crisis in Turkey
    (2012-02) Perron-Dufour, Mathieu
    The phenomenal financial expansion of the last decades has been characterised by an exacerbation of systemic instability and an increase in the frequency of financial crises, culminating in the recent meltdown in the US financial sector. The literature on financial crises has developed concomitantly, but despite a large number of papers written on this subject, economists are still struggling to understand the underlying determinants of these phenomena. In this dissertation, I argue that one of the reasons for this apparent failure is the way agents, as well as the environment in which they evolve, are modelled in this literature. After reviewing the existing literature on international financial crises, I outline an alternative framework, drawing from Post-Keynesian and Behavioural insights. In this framework, international financial crises are seen as being a direct consequence of the way agents formulate expectations in an environment of fundamental uncertainty and the investment and financial decisions they subsequently take. I argue that the psychological heuristics agents use in formulating expectations under fundamental uncertainty can lead to decisions which fragilise the economy and can thus be conducive to financial crises. I then apply this framework to the study of the 2000-2001 financial crisis in Turkey, which is notorious for not lending itself easily to explanations based on the existing theoretical literature on international financial crises. After outlining the crisis and reviewing the main existing accounts, I identify two moments prior to the crisis: A phase of increasing financial fragility, lasting from a previous crisis in 1994 to 1999, and a financial bubble in 2000 during the implementation of an IMF stabilisation program, partly predicated on the previous increase in financial fragility. My framework can account for both periods; it fits particularly well the first one and enhances the explanatory content of existing stories about the events that took place in 2000.
  • Publication
    Agriculture and Class: Contradictions of Midwestern Family Farms Across the Twentieth Century
    (2012-02) Ramey, Elizabeth Ann
    In this dissertation I develop a Marxian class analysis of corn-producing family farms in the Midwestern United States during the early twentieth century. I theorize the family farm as a complex hybrid of mostly feudal and ancient class structures that has survived through a contradictory combination of strategies that includes the feudal exploitation of farm family members, the cannibalization of neighboring ancient farmers in a vicious hunt for superprofits, and the intervention of state welfare programs. The class-based definition of the family farm yields unique insights into three broad aspects of U.S. agricultural history. First, my analysis highlights the crucial, yet under-recognized role of farm women and children's unpaid labor in subsidizing the family farm. Second I offer a new, class-based perspective on the roots of the twentieth century "miracle of productivity" in U.S. agriculture, the rise of the agribusiness giants that depended on the perpetual, technology-induced crisis of that agriculture, and the implications of government farm programs. Third, this dissertation demonstrates how the unique set of contradictions and circumstances facing family farmers during the early twentieth century, including class exploitation, were connected to concern for their ability to serve the needs of U.S. industrial capitalist development. The argument presented here highlights the significant costs associated with the intensification of exploitation in the transition to industrial agriculture in the U.S. The family farm is implicated in this social theft. Ironically, the same family farm is often held up as the bedrock of American life. Its exalted status as an example of democracy, independence, self-sufficiency, and morality is enabled among other things by the absence of class awareness in U.S. society. When viewed through the lens of class, the hallowed family farm becomes example of one of the most exploitative institutions in the U.S. economy. The myth of its superiority takes on a new significance as one of the important non-economic processes helping to overdetermine the family farm's long survival, while participating in foreclosing truly radical transformations of these institutions to non-exploitative alternatives.
  • Publication
    Youth and Economic Development: A Case Study of Out-of-School Time Programs for Low-Income Youth in New York State
    (2011-09) Powlick, Kristen Maeve
    Children are conceptualized many ways by economists-- as sources of utility for their parents, investments, recipients of care, and public goods. Despite the understanding that children are also people, the economic literature is lacking in analysis of children as actors, making choices with consequences for economic development. Using a capability-driven approach and an emphasis on co-evolutionary processes of institutional and individual change, with mixed qualitative and quantitative methods, my dissertation analyzes the role of children in long-term economic development at the community level. I use a case study of community-based, out-of-school time (OST) programs for low-income youth funded through the 21st Century Community Learning Center (21st CCLC) to analyze the role of youth in economic development. OST programs provide community-level benefits such as reductions in juvenile crime and foster economic development by creating linkages between the state, the market, the community, and the family. My study contributes to the body of interdisciplinary research on OST programs, and is situated in the middle ground between case studies with very small samples and quantitative studies with a narrow focus on academic performance as measured by grades. The 21st CCLC programs in New York State are unique in their emphasis on partnerships between schools and community-based organizations. An analysis of the costs and benefits of OST programs shows that the benefits of programs such as 21st CCLC substantially outweigh the costs. Using Geographic Information Systems and statistical analysis, I examine the relationship between eligibility for 21st CCLC funding, demographic characteristics related to the need for free or low-cost OST programs, and the presence of 21st CCLC programs, and find that the presence of these programs cannot be explained solely through the characteristics of people who will be served by them. Additionally, it is clear that there are not enough 21st CCLC programs to serve all eligible communities, raising questions about the scale of funding as well as its distribution.
  • Publication
    Essays on International Reserve Accumulation and Cooperation in Latin America
    (2011-09) Rosero, Luis Daniel
    One of the defining trends in international finance over the last two decades has been the unprecedented growth in the levels of international reserves accumulated by emerging nations. In a global financial system characterized by market failures and sudden stops, many developing countries have opted for the protection provided by individual accumulation of reserves as a second-best outcome. However, as suggested by Rodrik (2006), among others, the accumulation of reserves comes at a hefty opportunity cost to the nations that hold them. It is this particular aspect that brings into question--or at least merits a re-examination of--the validity and efficiency of reserve accumulation as a stabilization and development strategy, particularly in the context of some cash-strapped developing nations. This dissertation takes an in-depth look at this trend in Latin America by investigating the extent of protection of these precautionary reserves, the role of contagion risk in the accumulation process, and the outlook of regional arrangements of cooperation, such as regional reserve pooling mechanisms.
  • Publication
    Three Essays on Racial Disparities in Infant Health and Air Pollution Exposure
    (2011-09) Scharber, Helen
    This three-essay dissertation examines racial disparities in infant health outcomes and exposure to air pollution in Texas. It also asks whether the EPA's Risk-Screening Environmental Indicators Geographic Microdata (RSEI-GM) might be used to assess the effects of little-studied toxic air pollutants on infant health outcomes. Chapter 1 contributes to the ``weathering'' literature, which has shown that disparities in infant health outcomes between non-Hispanic black and non-Hispanic white women tend to widen with age. In this study, we ask whether the same patterns are observed in Texas and among Hispanic women, since other studies have focused on black and white women from other regions. We find that black and Hispanic women in Texas do ``weather'' earlier than white mothers with respect to rates of low birthweight and preterm birth. This differential weathering appears to be mediated by racial disparities in the distribution and response to socioeconomic risk factors, though a large gap between black and white mothers across all ages remains unexplained. Chapter 2 extends the statistical environmental justice literature by examining the distribution of toxic air pollution across infants in Texas. We find that, within Texas cities, being black or Hispanic is a significant predictor of how much pollution one is exposed to at birth. We further find that, among mothers who move between births, white mothers tend to move to significantly cleaner areas than black or Hispanic mothers. In Chapter 3, we use geocoded birth records matched to square-kilometer pollution concentration estimates from the RSEI-GM to ask whether the pollution-outcome relationships that emerge through regression analysis are similar to the effects found in previous research. If so, the RSEI-GM might be used to study the health effects of nearly 600 chemicals tracked in that dataset. We conclude, based on instability of results across various specifications and lack of correspondence to previous results, that the merged birth record-RSEI data are not appropriate for statistical epidemiology research.
  • Publication
    Pricing and Preserving Unique Ecosystems: The Case of the Galapagos Islands
    (2011-05) Mejia, Ceasar Viteri
    This study contributes to the discussion of managing tourism to a protected area in a developing country (Galapagos, Ecuador). The first part of the analysis provides quantitative data about preferences of tourists and potential impacts on park revenues from price discrimination. It uses the data from a choice experiment survey conducted in the summer of 2009 in which these four attributes of a tour of the Galapagos were described: tour length, depth of naturalist experience, level of protection of Galapagos from invasive species, and price of the tour. On average the Galapagos tourist would be willing to pay slightly more than 2.5 times for a trip with a high-level of environmental protection than for a trip that is equivalent on all other characteristics but has a lower level of environmental protection. The mean marginal willingness to pay (MWTP) for a trip with an in-depth naturalist experience is 1.8 times more than that for a trip with a less detailed naturalist experience but equivalent on other characteristics. The relatively inelastic demand for travel to the islands would allow managers to adjust access fees to shift the distribution of length of trips while not affecting the revenues. The second part of the analysis evaluates the influence on travel to the islands by depicting Galapagos as a standard market commodity as well as depicting it as an environmental commodity. This analysis compares the results obtained from two different choice experiment surveys given to tourists finishing their trip to Galapagos. One survey design portrays the archipelago as a standard holiday island destination while the other design highlights the uniqueness and vulnerability of the islands’ biodiversity and the challenges that tourism poses to the islands’ conservation. Results suggest that additional information modified an individual's decision-making process. In the first design case (which excludes environmental information), the influence of attributes such as length and depth of natural experience is attenuated. The MWTPs estimated for these attributes are smaller in absolute terms although differences on the MWTP are not statistically significant.